-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KhphUq6JTCmVAPD7tdiUyi+0G6D8Iyhl5pGiEOSlvV6lrD3WM2urS+0ZgDEeQxfo Evq7SPbHhYizjYuLj3hnDw== 0000898432-07-000279.txt : 20070321 0000898432-07-000279.hdr.sgml : 20070321 20070321080604 ACCESSION NUMBER: 0000898432-07-000279 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070321 DATE AS OF CHANGE: 20070321 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SANFORD MARY C CENTRAL INDEX KEY: 0001014795 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: PO BOX 187 STREET 2: 120 KANE ST CITY: KAHULUI MAUI STATE: HI ZIP: 96732 BUSINESS PHONE: 8088773351 MAIL ADDRESS: STREET 1: PO BOX 187 CITY: KAHULUI STATE: HI ZIP: 96732 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAUI LAND & PINEAPPLE CO INC CENTRAL INDEX KEY: 0000063330 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 990107542 STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-17125 FILM NUMBER: 07707816 BUSINESS ADDRESS: STREET 1: PO BOX 187 STREET 2: 120 KANE ST CITY: KAHULUI MAUI STATE: HI ZIP: 96733 BUSINESS PHONE: 8088773351 MAIL ADDRESS: STREET 1: PO BOX 187 CITY: KAHULUI STATE: HI ZIP: 96733 SC 13G/A 1 schedule13g-a.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-L(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 ( AMENDMENT 2 )* Maui Land & Pineapple Company, Inc. ----------------------------------- (Name of Issuer) Common Stock, no par value -------------------------- (Title of Class of Securities) 577346-10-1 ----------- (CUSIP Number) March 12, 2007 -------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-l(b) [X] Rule 13d-l(c) [ ] Rule 13d-l(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - --------------------------- ---------------------- CUSIP NO. 557345-10-1 PAGE 2 OF 9 PAGES - --------------------------- ---------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1 I.R.S IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Mary C. Sanford - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER Number Of Shares 233,031 Beneficially -------------------------------------------------------------- Owned By Each 6 SHARED VOTING POWER Reporting Person 0 With -------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 233,031 -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 233,031 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.1%(1) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------- (1) Based on 7,565,800 shares outstanding as of February 22, 2007 pursuant to the issuer's Form 10-K for the year ended December 31, 2006. - --------------------------- ---------------------- CUSIP NO. 557345-10-1 PAGE 3 OF 9 PAGES - --------------------------- ---------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1 I.R.S IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Po'ohala Investments L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Hawaii - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER Number Of Shares 233,031 Beneficially -------------------------------------------------------------- Owned By Each 6 SHARED VOTING POWER Reporting Person 0 With -------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 233,031 -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 233,031(1) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW(9) 3.1%(1) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------- (1) Based on 7,565,800 shares outstanding as of February 22, 2007 pursuant to the issuer's Form 10-K for the year ended December 31, 2006. - --------------------------- ---------------------- CUSIP NO. 557345-10-1 PAGE 4 OF 9 PAGES - --------------------------- ---------------------- - -------------------------------------------------------------------------------- NAME OF REPORTING PERSONS 1 I.R.S IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Po'ohala Holdings, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Hawaii - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER Number Of Shares 233,031 Beneficially -------------------------------------------------------------- Owned By 6 SHARED VOTING POWER Each Reporting 0 Person -------------------------------------------------------------- With 7 SOLE DISPOSITIVE POWER 233,031 -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 233,031 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.1%(1) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- - ---------- (1) Based on 7,565,800 shares outstanding as of February 22, 2007 pursuant to the issuer's Form 10-K for the year ended December 31, 2006. SCHEDULE 13G - --------------------------- ---------------------- CUSIP NO. 557345-10-1 PAGE 5 OF 9 PAGES - --------------------------- ---------------------- ITEM 1(a). NAME OF ISSUER: Maui Land & Pineapple Company, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 120 Kane Street, PO Box 187, Kahului, Maui, HI 96733-6687 ITEM 2(a). NAME OF PERSON FILING: (1) May C. Sanford (2) Po'olaha Investments L.P. (3) Po'olaha Holdings, Inc. ITEM 2(b). ADDRESS OF PRINCIPAL OFFICES OR, IF NONE, RESIDENCE: (1) 3694 Woodlawn Terrace Place, Honolulu, Hawaii 96822 (2) 3694 Woodlawn Terrace Place, Honolulu, Hawaii 96822 (3) 3694 Woodlawn Terrace Place, Honolulu, Hawaii 96822 ITEM 2(c). CITIZENSHIP: (1) United States (2) Hawaii (3) Hawaii ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e). CUSIP NUMBER: 557345-10-1 SCHEDULE 13G - --------------------------- ---------------------- CUSIP NO. 557345-10-1 PAGE 6 OF 9 PAGES - --------------------------- ---------------------- ITEM 3. IF THE STATEMENT IS BEING FILED PURSUANT TO RULE 13d-l(b), OR 13d-2(b) OR (c), CHECK WHETHER THE FILING PERSON IS A: (a)[ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b)[ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c)[ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d)[ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e)[ ] An investment adviser in accordance with l3d-l(b)(I)(ii)(E); (f)[ ] An employee benefit plan or endowment fund in accordance with 13d-1 (b)(1)(ii)(F); (g)[ ] A parent holding company or control person in accordance with 13d-l(b)(1)(ii)(G); (h)[ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813); (i)[ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j)[ ] Group, in accordance with l3d-l(b)(l)(ii)(J). ITEM 4. OWNERSHIP: (a) Amount Beneficially Owned: Mary C. Sanford beneficially owns 233,031 shares of Common Stock. Po'olaha Investments L.P. and Po'olaha Holdings, Inc. each beneficially own 233,031 shares of Common Stock. Ms. Sanford owns 100% of the shares of Po'olaha Holdings, Inc., which is the sole general partner of Po'olaha Investments L.P. (b) Percent of class: The shares beneficially owned by Ms. Sanford, Po'ohala Investments L.P. and Po'olaha Holdings, Inc. represent approximately 3.1% of the outstanding shares of Common Stock (based on 7,565,800 shares outstanding as of February 22, 2007 pursuant to the issuer's Form 10-K for the year ended December 31, 2006). (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: Mary C. Sanford: 233,031 Po'ohala Investments L.P.: 233,031 Po'olaha Holdings, Inc.: 233,031 SCHEDULE 13G - --------------------------- ---------------------- CUSIP NO. 557345-10-1 PAGE 7 OF 9 PAGES - --------------------------- ---------------------- (ii) Shared power to vote or to direct the vote: Mary C. Sanford: 0 Po'ohala Investments L.P.: 0 Po'olaha Holdings, Inc.: 0 (iii) Sole power to dispose or to direct the disposition of: Mary C. Sanford: 233,031 Po'ohala Investments L.P.: 233,031 Po'olaha Holdings, Inc.: 233,031 (iv) Shared power to dispose or to direct the disposition of: Mary C. Sanford: 0 Po'ohala Investments L.P.: 0 Po'olaha Holdings, Inc.: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person had ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Inapplicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Inapplicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Inapplicable SCHEDULE 13G - --------------------------- ---------------------- CUSIP NO. 557345-10-1 PAGE 8 OF 9 PAGES - --------------------------- ---------------------- ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Inapplicable ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SCHEDULE 13G - --------------------------- ---------------------- CUSIP NO. 557345-10-1 PAGE 9 OF 9 PAGES - --------------------------- ---------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 14, 2007 /s/ Mary C. Sanford ------------------------ Mary C. Sanford PO'OHALA INVESTMENTS L.P. By: PO'OHALA HOLDINGS, INC., General Partner /s/ Mary C. Sanford ------------------------ Name: Mary C. Sanford Title: President PO'OHALA HOLDINGS, INC. /s/ Mary C. Sanford ------------------------ Name: Mary C. Sanford Title: President The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. ATTENTION. INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments hereto) with respect to the common stock, par value $0.01 per share, of Maui Land & Pineapple Company, Inc. and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filings. IN WITNESS WHEREOF, the undersigned have executed this Agreement as of March 14, 2007. /s/ Mary C. Sanford ------------------------ Mary C. Sanford PO'OHALA INVESTMENTS L.P. By: PO'OHALA HOLDINGS, INC., General Partner /s/ Mary C. Sanford ------------------------ Name: Mary C. Sanford Title: President PO'OHALA HOLDINGS, INC. /s/ Mary C. Sanford ------------------------ Name: Mary C. Sanford Title: President -----END PRIVACY-ENHANCED MESSAGE-----